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Robert Wilson Elliott

CRD# 1150561·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Wilson Elliott, who also goes by Bob Elliott, Robert W Elliott, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2013. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Elliott, Robert W Elliott

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SEVILLE CAPITAL, INC.·CRD# 13015
BD
Knoxville, TN
February 11, 1991 - May 6, 2013
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
February 22, 1990 - January 30, 1991
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
September 22, 1987 - March 5, 1990
CULVER SECURITIES, INC.·CRD# 8302
BD
April 21, 1987 - September 24, 1987
JACQUES-MILLER INVESTMENT COMPANY·CRD# 6652
BD
November 29, 1983 - April 16, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
June 19, 1983 - January 9, 1984

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Current Firm

SC
SEVILLE CAPITAL, INC.

SEVILLE CAPITAL, INC.

CRD#: 13015 / SEC#: 8-28434
BD
Terminated by SEC on 05/04/2013

Contact Information

Established

Tennessee since 09/08/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ELLIOTT, ROBERT WILSONPRESIDENT—
ELLIOTT, ROBERT WILSONCFO—
ELLIOTT, ROBERT WILSONCCO—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2001About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Feb 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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