Robert W. Elliott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wilson Elliott, who also goes by Bob Elliott, Robert W Elliott, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1991 - May 6, 2013
SEVILLE CAPITAL, INC.
February 22, 1990 - January 30, 1991
SUNAMERICA SECURITIES, INC.
September 22, 1987 - March 5, 1990
SECURITIES SERVICE NETWORK, LLC
April 21, 1987 - September 24, 1987
CULVER SECURITIES, INC.
November 29, 1983 - April 16, 1987
JACQUES-MILLER INVESTMENT COMPANY
June 19, 1983 - January 9, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/26/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SEVILLE CAPITAL, INC.
CRD#: 13015 / SEC#: , 8-28434
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
