Michael A. Courte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthurray Courte, who also goes by Michael A Courte, Michael Arthur Ray Courte, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2001 - October 19, 2010
CFPS, INC.
July 23, 1996 - June 30, 2014
CENTURION SECURITIES CORPORATION
January 19, 1995 - July 24, 1996
VSR FINANCIAL SERVICES, INC.
August 3, 1994 - January 18, 1995
CAPITAL SECURITIES OF AMERICA, INC.
September 16, 1993 - July 29, 1994
OSAIC WEALTH, INC.
June 9, 1989 - October 15, 1993
M. E. METZLER ORGANIZATION, INC.
November 9, 1983 - September 18, 1986
AMERICAN CAPITAL EQUITIES, INC.
June 19, 1983 - July 22, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
CFPS, INC.
CRD#: 124022 / SEC#:
Contact information
Red Flags
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