Johnny C. Brannan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Charles Brannan, who also goes by Jack Brannan, Johnny C Brannan, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1983. Johnny had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - May 9, 2018
CAPITAL ANALYSTS
June 1, 2012 - May 9, 2018
LINCOLN INVESTMENT
June 1, 2012 - May 9, 2018
LINCOLN INVESTMENT
May 16, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
May 3, 2005 - June 1, 2012
CINCINNATI ANALYSTS, INC.
December 7, 2000 - May 3, 2005
OSAIC FA, INC.
August 25, 1989 - May 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 25, 1989 - May 3, 2005
OSAIC FA, INC.
April 25, 1989 - September 5, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 9, 1988 - April 28, 1989
MONARCH SECURITIES, INC.
February 2, 1987 - January 4, 1988
MONARCH SECURITIES, INC.
March 10, 1986 - March 2, 1987
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 20, 1985 - March 11, 1986
USA FINANCIAL EQUITIES, INC.
June 19, 1983 - June 8, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/20/1971
Non-Member General Securities ExaminationCurrent Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
