Bruce F. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Frederick Andrews, who also goes by Bruce F Andrews, Bruce Frederick Andrews Mr., was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - December 31, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 3, 2013 - January 8, 2014
PRUCO SECURITIES, LLC.
November 26, 2003 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
January 6, 2000 - September 6, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 9, 1999 - January 5, 2000
INTL CUSTODY & CLEARING SOLUTIONS INC.
August 12, 1998 - November 11, 1998
CAPITAL WEST INVESTMENT GROUP, INC.
February 11, 1986 - February 22, 1988
F & G SECURITIES, INC.
June 19, 1983 - July 8, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
