John W. Schreur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Schreur was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 5 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1991 - November 19, 1991
SEAWAY INVESTMENT COMPANY, INC.
June 22, 1988 - June 22, 1989
ACCESS INTERNATIONAL, INC.
July 8, 1986 - May 9, 1988
INVESTMENT BROKERS OF AMERICA
March 27, 1984 - July 14, 1986
LOWRY FINANCIAL SERVICES CORPORATION
July 21, 1983 - March 23, 1984
U.S. MUTUAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEAWAY INVESTMENT COMPANY, INC.
CRD#: 3322 / SEC#: , 8-12446
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
