BD
Bradley V. Dehaven
CENTAURUS FINANCIAL
Fair Oaks, CA 95628
Some features on this profile are disabled
CRD#: 1149197
BD
Professional summary
Bradley Vint Dehaven, who also goes by Brad Dehaven, Bradley Charles Pappas, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Fair Oaks, California.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Bradley has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Dehaven | Bradley Charles Pappas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RETIRE 101, NON-INVESTMENT RELATED, APTOS, CA 95003, DBA IS FOR THE PURPOSE OF MARKETING AND BRANDING, OWNER, SINCE 8/28/2017. 2. DEHAVEN & ASSOCIATES INC., NON-INVESTMENT RELATED, APTOS, CA 95003, SALES OF LIFE AND HEALTH INSURANCE, PRESIDENT, SINCE 3/2005, DEVOTED TIME IS 10 HOURS A MONTH. 2. DEHAVEN & ASSOCIATES INC.,NON-INVESTMENT RELATED, APTOS, CA 95003, MANUFACTURE AUTO PARTS (HOBBY)AND SELL ON EBAY AND WHOLESALE, PRESIDENT, SINCE 1/2008, DEVOTED TIME IS 1 HOUR A MONTH, ASSEMBLE AND SHIP PARTS. 3. DEHAVEN & ASSOCIATES INC., NON-INVESTMENT RELATED, APTOS, CA 95003, SALES OF 2 PUBLISHED BOOKS I WROTE (DEFINING MOMENTS & ADDICT AMONG US) AND PUBLIC SPEAKING ON PRESCRIPTION DRUG ABUSE, PRESIDENT/AUTHOR, SINCE 1/26/2011, BOOKS ARE SOLD IN VARIOUS AREAS AND ON AMAZON AND I ALSO SPEAK PUBLICALLY AT DIFFERENT EVENTS, DEVOTED TIME IS 4 HOURS A MONTH. 4. AMERICAN FINANCIAL EDUCATION ALLIANCE - AFEA POSITION: Chapter President NATURE: Education through AFEA, a non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 ADDRESS: 8514 McAlpine Park Dr., Suite 280, Charlotte NC 28211, United States DESCRIPTION: Education through AFEA, a non-profit, on a variety of financial topics including Social Security, retirement planning, estate planning, long term care, taxes, etc. Classes to be held at community centers, library's, colleges etc. No selling of any kind at these educational training sessions. My role would be a "Chapter President" of a specific territory which will be Placer County and El Dorado Hills, CA. If the students wish to discuss personal financial matters at a different time the must sign a "Education Disclosure Form" and I must sign it as well. 5. TRUST PROTECTOR POSITION: Trust Protector NATURE: Trust Protector for CRT as described in section 3:The ability to terminate the Trustee of a CRT and appoint another Trustee if it was determined that the current Trustee was not preforming their duties to the satisfaction of the clients, which could be the involved parties of the CRT, including the beneficiaries. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2024 ADDRESS: 8910 SUNSET AVE, SUITE A, FAIR OAKS CA 95628, United States DESCRIPTION: Act as "Trust Protector" for a Charitable Remainder Trust (CRT). I have the ability to terminate the Trustee of a CRT and appoint another Trustee if it was determined that the current Trustee was not preforming their duties to the satisfaction of the clients, which could be the involved parties of the CRT, including the beneficiaries.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Vint Dehaven's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Vint Dehaven's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 8910 Sunset Ave. Suite A, Fair Oaks, CA 95628RIA
BD
CRD#: 30833
Fair Oaks, CA
Current
January 3, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 8910 Sunset Ave. Suite A, Fair Oaks, CA 95628RIA
BD
CRD#: 30833
Fair Oaks, CA
Past
January 19, 2016 - December 31, 2016
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
APTOS, CA
Past
March 11, 2005 - December 31, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
CAPITOLA, CA
Past
March 11, 2005 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CAPITOLA, CA
Past
September 24, 2001 - March 14, 2005
QUEST SECURITIES, INC.
BD
CRD#: 6828
FAIR OAKS, CA
Past
January 4, 1996 - December 31, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
April 14, 1993 - November 21, 1995
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Past
September 7, 1990 - August 13, 1991
GRAND FINANCIAL, INC.
BD
CRD#: 19571
ADDISON, TX
Past
October 3, 1986 - March 9, 1989
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 3, 1986 - October 16, 1986
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
January 8, 1985 - December 10, 1985
FIRST AMERICA EQUITIES CORP.
BD
CRD#: 7652
Past
August 2, 1984 - December 17, 1984
UNITED CAPITAL CORPORATION
BD
CRD#: 8268
Past
November 23, 1983 - July 30, 1984
COLLINS SECURITIES CORPORATION
BD
CRD#: 14203
Past
September 21, 1983 - October 10, 1983
UNITED CAPITAL CORPORATION
BD
CRD#: 8268
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2017)
IAR
California(1/3/2017)
RR
Nevada(8/26/2025)
RR
North Carolina(4/9/2024)
RR
Oregon(8/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Fair Oaks, CA 95628TRUST BUT VERIFY
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