Doris S. Kaucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doris Sybella Kaucher, who also goes by Doris Sybella Sulzbach, was a registered financial professional .
Doris is a previously registered financial professional and started their career in finance in 1983. Doris had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2016 - December 6, 2019
PARADIGM WEALTH ADVISORY LLC
April 26, 2016 - September 7, 2017
LPL FINANCIAL LLC
January 31, 2014 - May 3, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
January 17, 2014 - April 28, 2016
FIRST ALLIED SECURITIES, INC.
May 15, 2008 - January 21, 2014
INVEST FINANCIAL CORPORATION
May 15, 2008 - January 21, 2014
INVEST FINANCIAL CORPORATION
September 1, 2004 - June 13, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
July 1, 2002 - June 13, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
October 13, 1999 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
May 7, 1999 - October 1, 1999
GIRARD INVESTMENT SERVICES, LLC
April 16, 1991 - April 26, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.
October 7, 1986 - October 7, 1987
INVESTACORP, INC.
January 9, 1986 - September 26, 1986
LOWRY FINANCIAL SERVICES CORPORATION
March 30, 1984 - December 13, 1985
CARDELL & ASSOCIATES, INCORPORATED
July 20, 1983 - March 13, 1984
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PARADIGM WEALTH ADVISORY LLC
CRD#: 283120 / SEC#: 801-107403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARADIGM WEALTH ADVISORY LLC
CRD#: 283120 / SEC#: 801-107403
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 468,284,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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