Fred I. Goldberg

JUNIPER CAPITAL MANAGEMENT LLC

SANTA FE, NM

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CRD#: 1148858

Professional summary

Fred Ivan Goldberg is a registered financial advisor currently at JUNIPER CAPITAL MANAGEMENT LLC located in Santa Fe, New Mexico.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Fred has worked at 2 firms and has passed the Series 65, Series 63 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ivan Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2014 - Present

JUNIPER CAPITAL MANAGEMENT LLC

RIA

CRD#: 170150

SANTA FE, NM

Past

December 6, 2005 - February 27, 2014

FURTHER LANE ASSET MANAGEMENT, LLC

RIA

CRD#: 111539

SANTA FE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1994

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/1994

General Securities Principal Examination

Current Firm

JUNIPER CAPITAL MANAGEMENT LLC

GOLDBERG, FRED | JUNIPER CAPITAL MANAGEMENT LLC

CRD#: 170150 / SEC#:

New Mexico

Registered Investment Advisory firm - (1/17/2014 Approved)

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Contact information

Main Address

Santa Fe, NM

Mailing Address

Phone number

(505) 471-4188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 5,201,661

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Fred I. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Ivan Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUNIPER CAPITAL MANAGEMENT LLC

FURTHER LANE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2000

Series 63

Date: 5/6/1994

Series 24

Date: 6/13/1994

Current Firm

JUNIPER CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JUNIPER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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