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JR

Jacqueline Ann Rand

CRD# 1148743·Registered 1983 - 2015
Previously Registered: Being a previously registered professional could mean that Jacqueline is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jacqueline Ann Rand, who also goes by Jacqueline Ann Maager, Jacqueline Ann Randmaager, was a registered financial advisor. Jacqueline was a previously registered financial professional and started their career in finance 1983 - 2015. Jacqueline had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacqueline Ann Maager, Jacqueline Ann Randmaager

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Past

R.M. STARK & CO., INC.Past·CRD# 7612
BD
Milwaukee, WI
November 3, 2009 - August 3, 2015
SEGERDAHL & COMPANY, INC.Past·CRD# 39590
BD
Milwaukee, WI
June 19, 1997 - November 2, 2009
1834 INVESTMENT ADVISORS CO.Past·CRD# 105435
RIA
Milwaukee, WI
February 3, 2003 - May 6, 2009
NORTHERN OAK INTERNATIONAL, LLCPast·CRD# 110948
RIA
Milwaukee, WI
November 7, 2002 - January 28, 2003
FIRSTAR INVESTMENT SERVICES,INC.Past·CRD# 14536
BD
Morris Plains, NJ
January 15, 1988 - March 1, 1996
AMERIPRISE ADVISOR SERVICES, INC.Past·CRD# 5979
BD
April 28, 1987 - November 17, 1987
B.C. CHRISTOPHER SECURITIES CO.Past·CRD# 60
BD
October 11, 1986 - April 27, 1987
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
July 25, 1983 - August 13, 1986

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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