Jacqueline A. Rand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Ann Rand, who also goes by Jacqueline Ann Maager, Jacqueline Ann Randmaager, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1983. Jacqueline had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2009 - August 3, 2015
R.M. STARK & CO., INC.
February 3, 2003 - May 6, 2009
1834 INVESTMENT ADVISORS CO.
November 7, 2002 - January 28, 2003
NORTHERN OAK INTERNATIONAL, LLC
June 19, 1997 - November 2, 2009
SEGERDAHL & COMPANY, INC.
January 15, 1988 - March 1, 1996
FIRSTAR INVESTMENT SERVICES,INC.
April 28, 1987 - November 17, 1987
AMERIPRISE ADVISOR SERVICES, INC.
October 11, 1986 - April 27, 1987
B.C. CHRISTOPHER SECURITIES CO.
July 25, 1983 - August 13, 1986
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
