Diane T. Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Threna Feeney, who also goes by Diane Threna Pedersen, Diane Trena Pedersen, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1985. Diane had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2006 - December 31, 2014
FFEC WEALTH PARTNERS LLC
February 10, 2006 - May 24, 2021
FFEC WEALTH PARTNERS LLC
April 26, 2000 - February 10, 2006
MORGAN STANLEY DW INC.
July 1, 1998 - August 17, 2000
COWEN AND COMPANY
August 2, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
January 23, 1985 - January 17, 1995
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
