Robert A. Swan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alanson Swan, CFA, who also goes by Bob Swan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2010 - October 11, 2012
ZYNIN CAPITAL MANAGEMENT LLC
October 6, 2009 - October 25, 2012
SIERRA MADRE CAPITAL MANAGEMENT LLC
July 31, 2009 - October 29, 2010
GLEN EAGLE WEALTH, LLC
December 14, 2005 - March 6, 2009
COMERICA SECURITIES
December 14, 2005 - March 6, 2009
COMERICA SECURITIES
April 16, 2002 - September 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 2002 - September 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 1998 - February 5, 2002
FAM DISTRIBUTORS, INC.
July 27, 1992 - April 19, 1994
MORGAN STANLEY DW INC.
July 20, 1983 - September 2, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZYNIN CAPITAL MANAGEMENT LLC
CRD#: 151660 / SEC#: 801-70657
Contact information
Red Flags
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