David A. Haskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Haskin was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2005 - January 15, 2011
SCF SECURITIES, INC.
January 5, 2005 - December 31, 2021
SCF INVESTMENT ADVISORS, INC.
January 5, 2000 - December 31, 2021
SCF SECURITIES, INC.
April 27, 1998 - October 6, 1999
WALL STREET FINANCIAL GROUP, INC.
August 2, 1996 - January 22, 1997
BROKERAGE DESIGN & DEVELOPMENT, INC.
April 10, 1995 - January 8, 1997
CENTAURUS FINANCIAL, INC.
July 26, 1983 - December 31, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
