William F. Stotz

STALEY CAPITAL ADVISERS

PITTSBURGH, PA 15219

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CRD#: 1148166

Professional summary

William Falling Stotz is a registered financial advisor currently at STALEY CAPITAL ADVISERS INC located in Pittsburgh, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Virtech Bio, Inc. (entity not investment related), 27 Strathmore Road, Natick, MA 01760, privately held company developing an oxygenating solution for trauma treatment and organ preservation, Board Member (oversight of all aspects of company operations), start June/2016, approximately 1 hour per month which is during trading hours. Not compensated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Falling Stotz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2000 - Present

STALEY CAPITAL ADVISERS INC

Office #1: One Oxford Centre 301 Grant Street, Suite 3950, Pittsburgh, PA 15219

RIA

CRD#: 107118

PITTSBURGH, PA

Past

February 21, 1986 - December 23, 1986

CALVIN BULLOCK, LTD.

CRD#: 133

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STALEY CAPITAL ADVISERS INC

CRD#: 107118 / SEC#: 801-52862

RIA

Registered Investment Advisory firm - (9/10/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/30/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Current Firm

STALEY CAPITAL ADVISERS INC

CRD#: 107118 / SEC#: 801-52862

RIA

Registered Investment Advisory firm - (9/10/1996 Approved)

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Contact information

Main Address

One Oxford Centre 301 Grant Street, Suite 3950, Pittsburgh, PA 15219

Mailing Address

Phone number

(412) 394-1292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,033
AUM (Assets Under Management)	$ 2,876,862,358

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Stotz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Falling Stotz's CRS (Customer Relationship Summary).

Certified licenses

Experience

STALEY CAPITAL ADVISERS INC

CALVIN BULLOCK, LTD.

Primary Firm SEC Registration

STALEY CAPITAL ADVISERS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2000

Series 7

Date: 11/16/1985

Current Firm

STALEY CAPITAL ADVISERS INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STALEY CAPITAL ADVISERS INC

TRUST BUT VERIFY

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