Kerry G. Campbell

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CRD#: 1148088

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kerry Gerard Campbell, who also goes by Kerry G Campbell, was a registered financial professional .

Kerry is a previously registered financial professional and started their career in finance in 1991. Kerry had worked at 12 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kerry G Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 24, 2017 - August 18, 2017

WEALTH QUARTERBACK LLC

RIA

CRD#: 5670

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH QUARTERBACK LLC

WEALTH QUARTERBACK LLC | WEALTH QUARTERBACK. LLC

CRD#: 282967 / SEC#: 801-117034

RIA

Registered Investment Advisory firm - (7/25/2019 Approved)

Connecticut

Registered Investment Advisory firm - (8/7/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (8/6/2019 Terminated)

New York

Registered Investment Advisory firm - (7/25/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/26/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 7/30/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/15/1991

General Securities Representative Examination

Current Firm

WEALTH QUARTERBACK LLC

WEALTH QUARTERBACK LLC | WEALTH QUARTERBACK. LLC

CRD#: 282967 / SEC#: 801-117034

RIA

Registered Investment Advisory firm - (7/25/2019 Approved)

Connecticut

Registered Investment Advisory firm - (8/7/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (8/6/2019 Terminated)

New York

Registered Investment Advisory firm - (7/25/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/26/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

1400 Hooper Ave, Toms River, NJ 08753

Mailing Address

Phone number

(732) 965-8190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,678
AUM (Assets Under Management)	$ 331,823,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kerry G. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GUGGENHEIM INVESTOR SERVICES, LLC

BOSTON PARTNERS SECURITIES, L.L.C.

GUGGENHEIM INVESTOR SERVICES, LLC

J.P. MORGAN CLEARING CORP.

J.P. MORGAN SECURITIES LLC

RUMSON CAPITAL, LLC

MARKETAXESS CORPORATION

FIRST MONTAUK SECURITIES CORP.

CARNEGIE CHILDS & COMPANY L.L.C.

W.A. CAPITAL MARKETS

OPPENHEIMER & CO. INC.

PAULSON INVESTMENT COMPANY LLC

Primary Firm SEC Registration

WEALTH QUARTERBACK LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/27/1991

Series 55

Date: 7/30/1999

Series 7

Date: 11/15/1991

Current Firm

WEALTH QUARTERBACK LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH QUARTERBACK LLC

TRUST BUT VERIFY

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