George G. Usry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gregory Usry, who also goes by Greg Usry, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1988. George had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2014 - May 17, 2016
J.H. DARBIE & CO., INC.
February 25, 2010 - March 13, 2012
BEDROK SECURITIES LLC
July 23, 1998 - September 1, 1998
SALOMON BROTHERS INC.
October 18, 1994 - April 22, 2008
CITIGROUP GLOBAL MARKETS INC.
July 16, 1991 - April 20, 1994
JPMSI
April 26, 1989 - July 2, 1991
MORGAN STANLEY DW INC.
July 19, 1988 - April 1, 1989
EHRLICH-BOBER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
