Peter D. Stein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter David Andrew Stein, who also goes by Peter Andrew Stein, Peter D A Stein, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - July 1, 2014
PRESIDIO CAPITAL ADVISORS LLC
August 11, 1993 - August 12, 1994
GEORGE WEISS ASSOCIATES, INC.
December 1, 1988 - September 3, 1991
JAMES CAPEL INCORPORATED
May 6, 1988 - January 3, 1989
OAKLEY, SUTTON INVESTMENT CORP.
September 24, 1985 - May 29, 1987
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRESIDIO CAPITAL ADVISORS LLC
CRD#: 108531 / SEC#: 801-55261
Contact information
Red Flags
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