Viviana E. Cloninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Viviana Elizabeth Cloninger, who also goes by VIviana E Cloninger, Viviana Q Cloninger, Viviana Quiroga Cloninger, Viviana Elizabeth Quiroga, was a registered financial professional .
Viviana is a previously registered financial professional and started their career in finance in 1986. Viviana had worked at 7 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1995 - November 22, 1995
GBS FINANCIAL CORP.
January 1, 1990 - November 16, 1992
HUTCHINSON SECURITIES
April 17, 1989 - December 19, 1989
LANACO SECURITIES CORPORATION
January 22, 1988 - April 6, 1989
DAKIN SECURITIES CORPORATION
July 1, 1987 - December 1, 1987
BRIDGEMERE CAPITAL MARKETS, INC.
December 5, 1986 - June 4, 1987
BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
May 21, 1986 - August 26, 1986
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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