RD
R A. Dunuwila
VOYA FINANCIAL ADVISORS
Fayetteville, NY 13066
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CRD#: 1147592
RD
Professional summary
R Adrian Dunuwila, who also goes by Rohan Adrian Dunuwila, Roha Adrian Fernando, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Fayetteville, New York.
R is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. R has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rohan Adrian Dunuwila | Roha Adrian Fernando
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:6883 rental property; No; 6883 East Genesee Street; Fayetteville; NY; 13066; Rental Property; Owner; 1/1/2020; 1; 0; billing for monthly rent and expenses associated with taxes, insurance and utilities| 2) NAME OF ENTITY Independent Insurance Agent; Yes; 6883 East Genesee Street; Fayetteville; NY; 13066; Fixed Insurance Sales; Independent Insurance Agent; 6/22/2022; 5; 5; sales of fixed insurance products| 3) NAME OF ENTITY Shakti Village Empowerment; No; 4455 Stephanie Dr, Manlius, NY, 13104; Teaching; Volunteer/Translator; 01/31/2023; 3/0; Translating Boards Decisions and Requests.
CRS (Client Relationship Summary) - RIA
Click below to view R Adrian Dunuwila's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view R Adrian Dunuwila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6883 E Genesee Street, Fayetteville, NY 13066RIA
BD
CRD#: 2882
Fayetteville, NY
Current
December 11, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6883 E Genesee Street, Fayetteville, NY 13066RIA
BD
CRD#: 2882
Fayetteville, NY
Past
January 9, 2004 - December 14, 2020
LINCOLN INVESTMENT
BD
CRD#: 519
FAYETTEVILLE, NY
Past
October 23, 1996 - November 18, 1997
AETNA FINANCIAL SERVICES, INC.
BD
CRD#: 13255
HARTFORD, CT
Past
October 15, 1993 - January 9, 2004
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
January 20, 1992 - December 31, 2002
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
January 7, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Past
October 14, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
MINNEAPOLIS, MN
Past
October 14, 1983 - December 20, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2020)
RR
Arizona(12/11/2020)
RR
California(12/11/2020)
RR
Colorado(12/11/2020)
RR
Connecticut(12/11/2020)
RR
Delaware(12/11/2020)
RR
Florida(12/11/2020)
RR
Georgia(12/11/2020)
RR
Illinois(10/9/2023)
RR
Indiana(12/11/2020)
RR
Louisiana(10/6/2025)
RR
Maine(12/11/2020)
RR
Massachusetts(12/11/2020)
RR
New Hampshire(11/3/2022)
RR
New Jersey(12/11/2020)
IAR
New Jersey(12/17/2020)
RR
New York(1/14/2021)
IAR
New York(5/13/2021)
RR
North Carolina(12/19/2020)
RR
Oklahoma(12/11/2020)
RR
Oregon(12/11/2020)
RR
Pennsylvania(12/11/2020)
RR
South Carolina(12/11/2020)
RR
Tennessee(10/9/2023)
RR
Virginia(12/11/2020)
RR
Washington(12/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Fayetteville, NY 13066TRUST BUT VERIFY
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Contact information
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