Francis T. Noonan

PERSONAL FINANCIAL SPECIALISTS

PARSIPPANY, NJ 07054

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CRD#: 1147578

Professional summary

Francis Terrence Noonan, who also goes by Francis Terrance Noonan, Terry Noonan, is a registered financial advisor currently at PERSONAL FINANCIAL SPECIALISTS located in Parsippany, New Jersey and LPL FINANCIAL LLC located in Cedar Knolls, New Jersey.

Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Francis has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francis Terrance Noonan | Terry Noonan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 07/10/2025- Personal Financial Specialists- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/11/1991- 100 Hours Per Month- 50 Hours During Trading 2. 07/10/2025- Bauman, Noonan and Associates- Third Party Administrator (TPA)- INV Related- At Reported Business Location(s)- Start date 09/06/1995- 150 Hours Per Month- 140 Hours During Trading 3. 07/18/2025 - Personal Financial Specialists - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/05/1998 - 100 hours per month/ 50 hours during trading - I provide investment advisory services through Personal Financial Specialists, an independent investment advisor firm. I started this business activity in 11/1998. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Terrence Noonan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2005 - Present

PERSONAL FINANCIAL SPECIALISTS

Office #1: 40 Baldwin Rd Suite 2, Parsippany, NJ 07054

RIA

CRD#: 128736

PARSIPPANY, NJ

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 14 Ridgedale Ave Suite 125, Cedar Knolls, NJ 07927

RIA

CRD#: 6413

CEDAR KNOLLS, NJ

Past

January 5, 1998 - May 6, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Cedar Knolls, NJ

Past

December 23, 1991 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

Cedar Knolls, NJ

Past

May 10, 1991 - January 14, 1992

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

January 18, 1991 - December 14, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

February 25, 1986 - July 10, 1986

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Past

February 7, 1986 - July 16, 1990

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

March 26, 1984 - January 27, 1986

GLICKENHAUS & CO. - NEW JERSEY

CRD#: 7302

Past

September 26, 1983 - January 26, 1984

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

July 20, 1983 - November 25, 1983

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/10/2025)

Connecticut
(7/10/2025)

Florida
(7/10/2025)

Georgia
(7/10/2025)

Illinois
(7/10/2025)

Maryland
(7/10/2025)

Massachusetts
(7/10/2025)

Michigan
(7/10/2025)

Minnesota
(7/10/2025)

Missouri
(7/10/2025)

IAR

New Jersey
(4/20/2005)

New Jersey
(7/10/2025)

New Mexico
(7/10/2025)

New York
(7/10/2025)

North Carolina
(7/10/2025)

Ohio
(7/10/2025)

Pennsylvania
(7/10/2025)

Rhode Island
(7/10/2025)

South Carolina
(7/10/2025)

Texas
(7/10/2025)

Virginia
(7/10/2025)

Washington
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PERSONAL FINANCIAL SPECIALISTS

BAUMAN, NOONAN AND ASSOCIATES | PERSONAL FINANCIAL SPECIALISTS | NOONAN, FRANCIS TERRENCE

CRD#: 128736 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/5/1998 Approved)

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Contact information

Main Address

14 Ridgedale Ave Suite 125, Cedar Knolls, NJ 07927

Mailing Address

Phone number

(973) 575-5909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 582,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Francis T. Noonan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Terrence Noonan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

NATHAN & LEWIS SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

THE GREAT-WEST LIFE ASSURANCE COMPANY

EMPOWER FINANCIAL SERVICES, INC.

GLICKENHAUS & CO. - NEW JERSEY

PHILIPS, APPEL & WALDEN, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1998

Series 63

Date: 4/21/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1983

Series 24

Date: 8/27/1992

FINRA

Current Firm

PERSONAL FINANCIAL SPECIALISTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSONAL FINANCIAL SPECIALISTS

TRUST BUT VERIFY

Contact information

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