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Michael Mcgorry

CRD# 1147576·Registered 1983 - 2022
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Mcgorry, who also goes by Mike Mcgorry, Michael Patrick Mcgorry, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1983 - 2022. Michael had worked at 24 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Mcgorry, Michael Patrick Mcgorry

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

ROBERTS & RYAN, INC.·CRD# 19456
BD
New York, NY
October 26, 2021 - June 14, 2022
R. SEELAUS & CO., LLC·CRD# 14974
BD
Palm Beach Gardens, FL
April 10, 2018 - December 20, 2019
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
New York, NY
April 25, 2017 - April 13, 2018
WHITAKER SECURITIES LLC·CRD# 121465
BD
Juno Beach, FL
June 6, 2016 - April 13, 2017
INSPEREX LLC·CRD# 101420
BD
New York, NY
October 21, 2015 - April 28, 2016
STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Jersey City, NJ
January 23, 2015 - July 16, 2015
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
September 1, 2011 - January 26, 2015
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
May 12, 2009 - August 9, 2011
SUMMIT SECURITIES GROUP LLC·CRD# 143727
BD
New York, NY
April 3, 2008 - May 15, 2009
CAROLINA CAPITAL MARKETS, INC.·CRD# 38156
BD
Jupiter, FL
April 5, 2007 - March 26, 2008
WOLFE & HURST BOND BROKERS INC.·CRD# 8288
BD
Jupiter, FL
October 26, 2006 - April 3, 2007
SEABOARD SECURITIES, INC.·CRD# 755
BD
Juno Beach, FL
December 3, 2002 - October 25, 2006
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Jersey City, NJ
April 12, 2002 - October 21, 2002
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
December 4, 2001 - April 11, 2002
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
November 16, 1999 - October 31, 2001
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
July 1, 1998 - November 8, 1999
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
January 25, 1993 - July 1, 1998
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
September 9, 1992 - February 2, 1993
FUNDAMENTAL CORPORATE BOND BROKERS·CRD# 28198
BD
April 1, 1992 - September 9, 1992
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
December 16, 1991 - March 30, 1992
FUNDAMENTAL CORPORATE BOND BROKERS·CRD# 28198
BD
February 28, 1991 - December 3, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.·CRD# 15147
BD
January 29, 1990 - February 28, 1991
SLS SECURITIES COMPANY·CRD# 13332
BD
March 15, 1989 - July 13, 1989
MINT BROKERS·CRD# 13681
BD
March 14, 1985 - June 3, 1987
BROUNOFF, CLAIRE & CO., INC.·CRD# 1325
BD
March 14, 1984 - February 21, 1985
KMS CORPORATE BROKERS, INC.·CRD# 5418
BD
August 23, 1983 - February 10, 1984

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Current Firm

R&
ROBERTS & RYAN, INC.

ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

39 Broadway Ste 1640, New York, NY 10006

Mailing Address

39 Broadway Ste 610, New York, NY 10006-3003

Phone Number

(866) 884-9959

Established

Delaware since 02/01/2023

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (32 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DALESSANDRO, EDWARD JOHNMANAGING DIRECTOR, CEO2335785
R&R PARTNERS HOLDING COMPANY, LLCSHAREHOLDER—
R&R PRINCIPALS HOLDING COMPANY, LLCSHAREHOLDER—
BEATON, DANIEL STEWARTCHIEF FINANCIAL OFFICER, FINOP4240769
NGUYEN, SANG TUANREGISTERED OPTIONS PRINCIPAL7248856
ROBERTS, DANIELCCO2208120

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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