Gene R. Auriemma
Professional summary
Gene Raymond Auriemma is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Gene is registered as a RR (Registered Representative) and started their career in finance in 2001. Gene has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gene Raymond Auriemma's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2019 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660January 26, 2016 - May 20, 2019
INVESTACORP, INC.
November 12, 2010 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
March 12, 2008 - January 19, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
March 17, 2004 - July 28, 2006
OSAIC FS, INC.
April 4, 2002 - September 23, 2003
HIGH MARK SECURITIES, INC.
January 22, 2001 - April 4, 2002
MEDALLION EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(6/4/2019)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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