Andrew R. Feldman

AGECROFT PARTNERS

RICHMOND, VA

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CRD#: 1147411

Professional summary

Andrew Richard Feldman, who also goes by Andy Feldman, is a registered financial professional currently at AGECROFT PARTNERS, LLC located in Richmond, Virginia.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1983. Andrew has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andy Feldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Richard Feldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2015 - Present

AGECROFT PARTNERS, LLC

CRD#: 139227

RICHMOND, VA

Past

July 18, 2014 - December 7, 2015

STILLPOINT CAPITAL, LLC

CRD#: 133146

TAMPA, FL

Past

August 12, 2013 - July 24, 2014

OLYMPUS SECURITIES, LLC

CRD#: 114050

NEW YORK, NY

Past

June 27, 2001 - December 4, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 17, 2000 - May 17, 2000

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998

BOSTON, MA

Past

April 1, 1996 - June 5, 1998

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 20, 1995 - April 1, 1996

CHASE SECURITIES, INC.

CRD#: 10793

NEW YORK, MD

Past

January 1, 1989 - May 3, 1995

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

March 22, 1988 - November 25, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 20, 1983 - February 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/25/2015)

Illinois
(11/25/2015)

New York
(11/25/2015)

Virginia
(11/25/2015)

Exams

State Security Law Exam

Series 63

Date: 9/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2013

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/2/1987

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AGECROFT PARTNERS, LLC

CRD#: 139227 / SEC#: , 8-67198

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

103 Canterbury Road, Richmond, VA 23221-3211

Mailing Address

103 Canterbury Road, Richmond, VA 23221-3211

Phone number

(804) 355-2082

Established

Virginia since 11/02/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STEINBRUGGE, DONALD ALLEN	MANAGING MEMBER, CCO
STEINBRUGGE, PIA SEXTEN	PASSIVE MEMBER
RIP, OLGA	FINOP, CFO, PFO, POO	5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew R. Feldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Richard Feldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

STILLPOINT CAPITAL, LLC

OLYMPUS SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

BOSTON PARTNERS SECURITIES, L.L.C.

J.P. MORGAN SECURITIES INC.

CHASE SECURITIES, INC.

DB ALEX. BROWN LLC

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2013

Series 3

Date: 11/2/1987

Series 24

Date: 8/2/1994

FINRA

Current Firm

AGECROFT PARTNERS, LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AGECROFT PARTNERS, LLC

TRUST BUT VERIFY

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