Joseph A. Buontempo
Professional summary
Joseph Anthony Buontempo SR, who also goes by Joe Buontempo, Joseph Anthony Buontempo, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Westfield, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Buontempo SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2002 - Present
PARKLAND SECURITIES, LLC
Office #1: 1020 South Avenue West, Westfield, NJ 07090April 3, 1997 - February 9, 2002
WALNUT STREET SECURITIES, INC.
June 1, 1996 - June 12, 1996
WALNUT STREET SECURITIES, INC.
March 8, 1996 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
June 22, 1994 - December 14, 1995
WORLD INVESTMENTS, LLC
August 5, 1992 - August 10, 1993
NEW ENGLAND SECURITIES
June 17, 1991 - October 31, 1991
NEW ENGLAND SECURITIES
September 23, 1986 - June 5, 1991
1717 CAPITAL MANAGEMENT COMPANY
September 20, 1984 - December 13, 1988
MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2002)
Exams
FINRA
Current Firm
PARKLAND SECURITIES, LLC
CRD#: 115368 / SEC#: , 8-53482
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
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