Metro J. Duda

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CRD#: 1147363

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Metro Joseph Duda JR, who also goes by Metro Joseph Duda Jr., was a registered financial professional .

Metro is a previously registered financial professional and started their career in finance in 1984. Metro had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Metro Joseph Duda Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 31, 2017 - July 15, 2021

HERITAGE FINANCIAL COUNSELORS, LLC

RIA

CRD#: 288232

Bedminster, NJ

Past

June 26, 2012 - September 13, 2017

LPL FINANCIAL LLC

CRD#: 6413

RANDOLPH, NJ

Past

June 18, 2012 - September 13, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

RANDOLPH, NJ

Past

June 30, 2010 - June 20, 2012

FINANCIAL LIFE FOCUS, LLC

RIA

CRD#: 152904

LIVINGSTON, NJ

Past

July 2, 2002 - June 30, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

LIVINGSTON, NJ

Past

October 30, 1987 - June 30, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

LIVINGSTON, NJ

Past

September 27, 1986 - August 31, 1987

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

September 11, 1984 - September 8, 1987

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

CRD#: 13502

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE FINANCIAL COUNSELORS, LLC

CRD#: 288232 / SEC#: 801-110841

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HERITAGE FINANCIAL COUNSELORS, LLC

CRD#: 288232 / SEC#: 801-110841

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

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Contact information

Main Address

442 Main Street (route 202), Bedminster, NJ 07921

Mailing Address

Phone number

(862) 579-2899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/4/2025)

Regulatory assets under management

Total Number of Accounts	394
AUM (Assets Under Management)	$ 201,217,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Metro J. Duda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINANCIAL LIFE FOCUS, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

Primary Firm SEC Registration

HERITAGE FINANCIAL COUNSELORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/1997

SIE

Date: 9/13/2017

Series 7

Date: 3/7/2000

Series 6

Date: 9/10/1984

Current Firm

HERITAGE FINANCIAL COUNSELORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE FINANCIAL COUNSELORS, LLC

TRUST BUT VERIFY

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