Rosemarie A. Boyd

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CRD#: 1147294

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rosemarie Antic Boyd, CFP®, who also goes by Rosemarie Antic, Rosemarie A Boyd, was a registered financial professional .

Rosemarie is a previously registered financial professional and started their career in finance in 1983. Rosemarie had worked at 6 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rosemarie Antic | Rosemarie A Boyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Past

December 7, 2004 - May 9, 2023

BOYD FINANCIAL STRATEGIES, INC.

RIA

CRD#: 107505

AUBURN, MA

Past

May 27, 2004 - December 31, 2004

BOYD FINANCIAL STRATEGIES

RIA

CRD#: 129057

WORCESTER, MA

Past

June 9, 1997 - May 28, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

January 3, 1996 - June 10, 1997

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

February 21, 1989 - December 31, 1995

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

July 5, 1983 - February 7, 1989

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOYD FINANCIAL STRATEGIES, INC.

CRD#: 107505 / SEC#: 801-125015

RIA

Registered Investment Advisory firm - (5/13/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (4/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 8/8/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/30/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BOYD FINANCIAL STRATEGIES, INC.

CRD#: 107505 / SEC#: 801-125015

RIA

Registered Investment Advisory firm - (5/13/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (4/30/2022 Terminated)

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Contact information

Main Address

319a Southbridge St Ste 201, Auburn, MA 01501

Mailing Address

255 Park Avenue, Worcester, MA 01609

Phone number

(508) 754-3226

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT ADVISORY BROCHURE AND DISCLOSURE (ADV 2A & 2B) (10/8/2025)

Regulatory assets under management

Total Number of Accounts	162
AUM (Assets Under Management)	$ 120,955,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rosemarie A. Boyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BOYD FINANCIAL STRATEGIES

MAIN STREET MANAGEMENT COMPANY

COMPASS SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

BOYD FINANCIAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/1983

Series 22

Date: 8/8/1983

Series 6

Date: 6/30/1983

Current Firm

BOYD FINANCIAL STRATEGIES, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BOYD FINANCIAL STRATEGIES, INC.

TRUST BUT VERIFY

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