Gerald P. Oflanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Patrick Oflanagan was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1984 - January 26, 1988
FIRST MERCHANTS ENTERPRISES, INC.
May 30, 1984 - September 17, 1984
THE HARKNESS GROUP,LTD.
July 14, 1983 - March 16, 1984
SECURITIES PLACEMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MERCHANTS ENTERPRISES, INC.
CRD#: 13527 / SEC#: , 8-29398
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
