Mark W. Degennaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Degennaro was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - October 23, 2014
SPRING HILL CAPITAL MARKETS, L.L.C.
April 11, 2006 - September 13, 2007
BANC OF AMERICA SECURITIES LLC
April 28, 1989 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
July 20, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
July 20, 1983 - December 13, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SPRING HILL CAPITAL MARKETS, L.L.C.
CRD#: 150898 / SEC#: , 8-68308
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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