Suzanne B. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Burns Lawrence, who also goes by Suzanne Lucas Burns, Suzanne Lucas Lawrence, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1984. Suzanne had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2016 - February 8, 2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
September 29, 2015 - July 1, 2016
GE INVESTMENT DISTRIBUTORS, INC
December 3, 2009 - January 27, 2010
NEXBANK SECURITIES INC
October 27, 2005 - December 7, 2007
UST SECURITIES CORP.
January 1, 2002 - December 31, 2003
BEAR STEARNS ASSET MANAGEMENT INC.
May 21, 1998 - April 19, 2004
J.P. MORGAN SECURITIES LLC
December 7, 1990 - December 31, 1996
BOSTON PARTNERS SECURITIES, L.L.C.
January 13, 1987 - July 6, 1990
ATALANTA SOSNOFF MANAGEMENT, LLC
October 26, 1984 - February 27, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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