Robert E. Jorgensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Jorgensen, who also goes by Bob Jorgensen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1994 - May 2, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
February 5, 1991 - May 13, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
January 10, 1985 - February 5, 1991
RCL NORTHWEST, INC.
August 30, 1983 - July 5, 1984
CITIGROUP GLOBAL MARKETS INC.
June 22, 1983 - December 27, 1983
SYMON GROUP, LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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