Aziz Munir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aziz Munir, who also goes by Allen Robertson Alias, Azir Munir, Alkn Robertson, Allen Robertson, was a registered financial professional .
Aziz is a previously registered financial professional and started their career in finance in 1984. Aziz had worked at 34 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2017 - March 4, 2019
TERRANOVA CAPITAL EQUITIES, INC
June 20, 2012 - September 17, 2015
HALCYON CABOT PARTNERS, LTD.
February 16, 2009 - August 27, 2010
MCBARRON CAPITAL LLC
February 25, 2004 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
May 20, 2003 - January 23, 2004
WESTMINSTER SECURITIES CORPORATION
October 23, 2002 - January 8, 2003
MAXIM GROUP LLC
August 15, 2001 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
January 10, 2001 - August 24, 2001
DIRKS & COMPANY, INC.
August 16, 2000 - November 14, 2000
WESTPARK CAPITAL, INC.
August 1, 2000 - August 18, 2000
DIRKS & COMPANY, INC.
February 17, 1998 - July 10, 2000
ARJENT LTD.
August 1, 1996 - December 31, 1997
NATIONAL SECURITIES CORPORATION
July 12, 1995 - August 12, 1996
W.J. NOLAN & COMPANY, INC.
January 3, 1995 - June 30, 1995
COLEMAN & COMPANY SECURITIES, INC.
February 6, 1992 - August 16, 1994
FAB SECURITIES OF AMERICA, INC.
November 13, 1991 - March 4, 1992
THE STAMFORD COMPANY, INC.
October 14, 1991 - November 5, 1991
JOSEPHTHAL & CO., INC.
February 14, 1991 - October 23, 1991
JJC SECURITIES CO., INC.
September 13, 1989 - February 12, 1991
BAIRD, PATRICK & CO., INC.
August 22, 1989 - September 13, 1989
HASAN GROWNEY CO. INC.
November 8, 1988 - August 24, 1989
ROBYNS CAPITAL CORP.
September 9, 1988 - October 4, 1988
HIBBARD BROWN & CO., INC.
September 2, 1988 - January 19, 1989
INDIVIDUAL'S SECURITIES LTD.
May 25, 1988 - January 9, 1989
R.C. STAMM & CO., INC.
December 7, 1987 - May 4, 1988
MOORE & SCHLEY, CAMERON & CO.
July 21, 1987 - December 14, 1987
EASTERN CAPITAL SECURITIES, INC.
February 11, 1987 - June 8, 1987
AUSTIN, DAVENPORT ASSOCIATES, INC.
July 31, 1986 - March 20, 1987
JOSEPHTHAL & CO., INC.
October 17, 1985 - August 14, 1986
EVANS & CO., INC.
January 25, 1985 - September 16, 1985
SWARTWOOD, HESSE INC.
September 19, 1984 - June 12, 1987
BUCKINGHAM SECURITIES, LTD.
March 28, 1984 - September 11, 1984
KANAN SECURITIES, INC.
January 30, 1984 - February 29, 1984
MONVEST SECURITIES, INC.
January 26, 1984 - January 27, 1984
BLINDER, ROBINSON & CO., INC.
January 24, 1984 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
January 24, 1984 - March 25, 1987
AMERICAN VENTURE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
