Kathleen A. Smith

WASHINGTON TRUST ADVISORS

New Haven, CT 06510

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CRD#: 1146936

Professional summary

Kathleen Ann Smith, CFP®, who also goes by Kathleen Ann Damelio, is a registered financial advisor currently at WASHINGTON TRUST ADVISORS located in New Haven, Connecticut.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kathleen has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Ann Damelio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Ann Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

September 13, 2022 - Present

WASHINGTON TRUST ADVISORS

Office #1: 265 Church Street Suite 401, New Haven, CT 06510

RIA

CRD#: 110407

New Haven, CT

Past

January 24, 2012 - March 14, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Wellesley, MA

Past

January 24, 2012 - March 14, 2022

MORGAN STANLEY

CRD#: 149777

Wellesley, MA

Past

September 2, 2005 - October 14, 2011

OSAIC WEALTH, INC.

RIA

CRD#: 23131

HOLLISTON, MA

Past

August 26, 2005 - October 14, 2011

OSAIC WEALTH, INC.

CRD#: 23131

HOLLISTON, MA

Past

July 10, 2001 - September 22, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 6, 1999 - May 30, 2001

INTERCAL SECURITIES CO.

CRD#: 6284

SACRAMENTO, CA

Past

March 17, 1995 - January 27, 1998

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

January 28, 1995 - April 17, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 18, 1990 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

March 14, 1984 - July 9, 1990

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

June 22, 1983 - July 18, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/21/2022)

IAR

Connecticut
(9/13/2022)

IAR

Florida
(2/19/2023)

IAR

Maine
(12/21/2022)

IAR

Massachusetts
(1/24/2023)

IAR

New Hampshire
(11/24/2023)

IAR

New York
(12/21/2022)

IAR

North Carolina
(12/21/2022)

IAR

Rhode Island
(12/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/22/1992

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/23/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Current Firm

WASHINGTON TRUST ADVISORS

CRD#: 110407 / SEC#: 801-18403

RIA

Registered Investment Advisory firm - (2/11/1983 Approved)

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Contact information

Main Address

20 William St Suite 135, Wellesley, MA 02481

Mailing Address

Phone number

(781) 235-7055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WASHINGTON TRUST ADVISOR'S FORM PART 2A (9/3/2025)

WASHINGTON TRUST ADVISOR'S FORM PART 2B (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 1,999,516,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Ann Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

UBS FINANCIAL SERVICES INC.

INTERCAL SECURITIES CO.

PIPER SANDLER & CO.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

SUTRO & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

WASHINGTON TRUST ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/1992

Series 65

Date: 1/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1983

Current Firm

WASHINGTON TRUST ADVISORS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON TRUST ADVISORS

TRUST BUT VERIFY

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