Christopher S. Santi

NORTHROCK PARTNERS | Financial Advisor

Portland, OR

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CRD#: 1146689

Professional summary

Christopher Scott Santi, ChFC®, CLU® is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Portland, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Christopher has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance

Investment Management

Estate Planning Strategies

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Directors; Santi; Christopher; Board Member; 2140 Professional Dr., Suite 260, , Roseville, CA, 95661; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Scott Santi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 10, 2025 - Present

NORTHROCK PARTNERS, LLC

RIA

CRD#: 167908

Portland, OR

Past

October 27, 2015 - July 16, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Roseville, CA

Past

October 13, 2015 - July 16, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Roseville, CA

Past

December 23, 2011 - July 30, 2015

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

December 11, 2004 - December 21, 2011

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

June 17, 2004 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

May 21, 2003 - June 15, 2004

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

November 20, 2001 - June 2, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 10, 2001 - November 1, 2001

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

June 7, 1999 - October 23, 2000

USI SECURITIES, INC.

CRD#: 43793

GLASTONBURY, CT

Past

January 14, 1998 - May 18, 1999

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

June 10, 1997 - January 14, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

June 13, 1995 - May 6, 1997

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

December 8, 1994 - April 21, 1995

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

August 27, 1992 - August 3, 1993

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 27, 1987 - September 9, 1992

LOCUST STREET SECURITIES, INC.

CRD#: 1703

Past

July 27, 1983 - September 9, 1992

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHROCK PARTNERS, LLC

3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT

CRD#: 167908 / SEC#: 801-78194

RIA

Registered Investment Advisory firm - (6/13/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2025)

IAR

Oregon
(7/10/2025)

IAR

Texas
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/10/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTHROCK PARTNERS, LLC

3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT

CRD#: 167908 / SEC#: 801-78194

RIA

Registered Investment Advisory firm - (6/13/2013 Approved)

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Contact information

Main Address

225 South Sixth Street Suite 1400, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 367-8800

Established

Firm type

Fiscal year end

# of Employees

161

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHROCK PARTNERS ADV 2A BROCHURE (7/10/2025)

NORTHROCK PARTNERS WRAP BROCHURE MARCH 2024 (2/26/2025)

Regulatory assets under management

Total Number of Accounts	12,834
AUM (Assets Under Management)	$ 6,596,242,797

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
11/05/2024	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher S. Santi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Scott Santi's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RIVERSOURCE DISTRIBUTORS, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

VP DISTRIBUTORS LLC

WS GRIFFITH SECURITIES, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

USI SECURITIES, INC.

VALMARK SECURITIES, INC.

SIGNATOR INVESTORS, INC.

LOCUST STREET SECURITIES, INC.

OSAIC FS, INC.

CETERA WEALTH SERVICES, LLC

LOCUST STREET SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

NORTHROCK PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2015

Series 63

Date: 8/28/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/22/1998

Series 22

Date: 3/10/1988

Series 6

Date: 7/26/1983

Current Firm

NORTHROCK PARTNERS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTHROCK PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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