Kevin Leo Murphy
Professional Summary
Kevin Leo Murphy was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1983 - 2020. Kevin had worked at 6 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
HAMILTON EXECUTIONS L.L.C. | R.A.P. EXECUTIONS LLC | HAMILTON EXECUTIONS LLC
Contact Information
Main Address
11 Wall Street, New York, NY 10005Mailing Address
11 Wall Street, New York, NY 10005Phone Number
(212) 306-2101Established
Delaware since 06/23/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | — |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2003Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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