Harry T. Johnson
Professional summary
Harry Tuller Johnson is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Peoria, Illinois.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Harry has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry Tuller Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harry Tuller Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2022 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 809 W. Detweiller Dr. Suite 817, Peoria, IL 61615August 4, 2022 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 809 W. Detweiller Dr. Suite 817, Peoria, IL 61615October 21, 2020 - August 4, 2022
INTEGRITY ALLIANCE, LLC.
October 21, 2020 - August 4, 2022
INTEGRITY ALLIANCE, LLC.
August 1, 2019 - October 22, 2020
IPI WEALTH MANAGEMENT, INC.
August 1, 2019 - October 22, 2020
INVESTMENT PLANNERS, INC.
February 24, 2017 - July 31, 2019
CALTON & ASSOCIATES, INC.
February 24, 2017 - July 31, 2019
CALTON & ASSOCIATES, INC.
May 15, 2012 - December 31, 2015
HARVEST INVESTMENT SERVICES, LLC
March 7, 2007 - December 6, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 22, 2007 - March 3, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 15, 2006 - February 21, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 15, 2006 - February 21, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 22, 2002 - May 17, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 13, 2001 - May 17, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 20, 2001 - December 3, 2001
USA FINANCIAL SECURITIES LLC
July 15, 1997 - March 23, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 19, 1993 - July 15, 1997
MARINER FINANCIAL SERVICES, INC.
July 2, 1983 - March 26, 1993
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CREATIVEONE SECURITIES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2022)
(8/4/2022)
(8/4/2022)
(8/4/2022)
(8/10/2022)
(8/4/2022)
(8/4/2022)
(8/4/2022)
Exams
FINRA
Current Firm
CREATIVEONE SECURITIES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,317 |
| AUM (Assets Under Management) | $ 2,125,054,242 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE SECURITIES, LLC
CRD#: 152974Peoria, IL 61615TRUST BUT VERIFY
Monitor Harry Johnson
Get automatic monthly alerts on: