Gerald C. Pickert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Christopher Pickert, who also goes by Gerald C Pickert, Jerry Pickert, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1984. Gerald had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2011 - December 31, 2019
CHIEF ADVISORS CORP
January 31, 2011 - December 31, 2022
FIRST ASSET FINANCIAL INC.
July 17, 2001 - February 1, 2011
SECURITIES AMERICA ADVISORS, INC.
June 7, 1999 - February 1, 2011
SECURITIES AMERICA, INC.
August 29, 1996 - June 9, 1999
SII INVESTMENTS, INC.
January 1, 1996 - August 28, 1996
FSC SECURITIES CORPORATION
June 6, 1995 - January 1, 1996
ANDOVER SECURITIES, INC.
December 1, 1986 - June 6, 1995
LPL FINANCIAL LLC
September 25, 1984 - December 9, 1986
WALL STREET WEST, INC.
February 28, 1984 - September 28, 1984
FIRM ONE SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
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