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Gerald Christopher Pickert

CRD# 1146468·Registered 1984 - 2019
Previously Registered: Being a previously registered professional could mean that Gerald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gerald Christopher Pickert, who also goes by Gerald C Pickert, Jerry Pickert, was a registered financial advisor. Gerald was a previously registered financial professional and started their career in finance 1984 - 2019. Gerald had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerald C Pickert, Jerry Pickert

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CHIEF ADVISORS CORP·CRD# 125261
RIA
Richmond, KS
January 31, 2011 - December 31, 2019
FIRST ASSET FINANCIAL INC.·CRD# 139107
BD
Salina, KS
January 31, 2011 - December 31, 2022
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Richmond, KS
July 17, 2001 - February 1, 2011
SECURITIES AMERICA, INC.·CRD# 10205
BD
Richmond, KS
June 7, 1999 - February 1, 2011
SII INVESTMENTS, INC.·CRD# 2225
BD
Appleton, WI
August 29, 1996 - June 9, 1999
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
January 1, 1996 - August 28, 1996
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
June 6, 1995 - January 1, 1996
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
December 1, 1986 - June 6, 1995
WALL STREET WEST, INC.·CRD# 7529
BD
September 25, 1984 - December 9, 1986
FIRM ONE SECURITIES, INCORPORATED·CRD# 13531
BD
February 28, 1984 - September 28, 1984

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Current Firm

CA
CHIEF ADVISORS CORP

CHIEF ADVISORS CORP | CHIEF ADVISORS CORPORATION

CRD#: 125261
Kansas
Registered Investment Advisory firm - Kansas (6/11/2003 Approved)
Michigan
Registered Investment Advisory firm - Michigan (3/25/2008 Approved)
Missouri
Registered Investment Advisory firm - Missouri (4/22/2013 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (12/31/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/26/2026 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

110 E. Iron Ave, Suite B, Salina, KS 67401

Mailing Address

P.o. Box 1364, Salina, KS 67402-1364

Phone Number

(785) 827-7700

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

185

AUM (Assets Under Management)

$70,917,900

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 1983About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed May 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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