Harold R. Evensky

Some features on this profile are disabled

CRD#: 1146318

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Ray Evensky was a registered financial professional .

Harold is a previously registered financial professional and started their career in finance in 1981. Harold had worked at 5 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 22, 2002 - March 26, 2021

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

RIA

CRD#: 109698

LUBBOCK, TX

Past

March 7, 1986 - April 21, 1995

HUTTOE & ASSOCIATES, INC.

CRD#: 17461

Past

December 11, 1985 - May 1, 1986

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367

Past

June 6, 1983 - November 11, 1985

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

July 17, 1981 - June 21, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

EVENSKY & KATZ, INC. | EVENSKY, BROWN & KATZ | EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT | EVENSKY & KATZ/FOLDES FINANCIAL WEALTH MANAGEMENT | EVENSKY & KATZ, LLC

CRD#: 109698 / SEC#: 801-60104

RIA

Registered Investment Advisory firm - (4/4/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/20/1986

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/1986

General Securities Principal Examination

Current Firm

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

EVENSKY & KATZ, INC. | EVENSKY, BROWN & KATZ | EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT | EVENSKY & KATZ/FOLDES FINANCIAL WEALTH MANAGEMENT | EVENSKY & KATZ, LLC

CRD#: 109698 / SEC#: 801-60104

RIA

Registered Investment Advisory firm - (4/4/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4000 Ponce De Leon Boulevard Suite 850, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 448-8882

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVENSKY ADV PART 2 08-2025 (8/12/2025)

Regulatory assets under management

Total Number of Accounts	5,522
AUM (Assets Under Management)	$ 3,134,240,409

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Harold R. Evensky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HUTTOE & ASSOCIATES, INC.

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/1981

Series 7

Date: 6/20/1981

Series 53

Date: 2/20/1986

Series 24

Date: 1/8/1986

Current Firm

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors