WJ
Willis A. Johnson
WILLIS JOHNSON & ASSOCIATES
Houston, TX 77057
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CRD#: 1146229
WJ
Professional summary
Willis Anthony Johnson, CFP® is a registered financial advisor currently at WILLIS JOHNSON & ASSOCIATES, INC. located in Houston, Texas.
Willis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Willis has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name of Business: Memorial Drive Presbyterian Church Investment related: Y Address: 11612 Memorial Dr, Houston, TX 77024 Nature of OBA: Review Church Financials and Investment Results Position, Title or Relationship: Investment Committee Start Date: 2016 Apprx hours/month: Less than an hour Hours during business hours: Less than an hour 2) Ownership Interests: Name of Company: Check Twice (S-corp) Percentage Ownership: 0.6% 3)Name of Business: Quirk Artesian LLC Investment related: No Address: 880SH-46, New Braunfels, Texas 78130 Responsibilities Duties: Board Member Position, Title or Relationship: Investor/ Board member Start Date: 2023-04-03 Approx hours/month: 20 hours Hours during business hours: 10 hours Percentage of total yearly compensation : 0 Website address for the organization: quirkartianfoods.com
CRS (Client Relationship Summary) - RIA
Click below to view Willis Anthony Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 30, 1996 - Present
WILLIS JOHNSON & ASSOCIATES, INC.
Office #1: 5847 San Felipe Suite 1500, Houston, TX 77057RIA
CRD#: 119759
Houston, TX
Past
September 30, 1996 - April 26, 2016
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
HOUSTON, TX
Past
September 30, 1996 - January 24, 2018
FSC SECURITIES CORPORATION
BD
CRD#: 7461
HOUSTON, TX
Past
June 28, 1983 - September 26, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WJ
WILLIS JOHNSON & ASSOCIATES, INC.
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON & ASSOCIATES, INC.
CRD#: 119759 / SEC#: 801-66191
RIA
Registered Investment Advisory firm - (2/9/2006 Approved)Texas
Registered Investment Advisory firm - (3/2/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/30/1996)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/24/1988
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WJ
WILLIS JOHNSON & ASSOCIATES, INC.
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON & ASSOCIATES, INC.
CRD#: 119759 / SEC#: 801-66191
RIA
Registered Investment Advisory firm - (2/9/2006 Approved)Texas
Registered Investment Advisory firm - (3/2/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5847 San Felipe Suite 1500, Houston, TX 77057
Mailing Address
Phone number
(713) 439-1200
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,377 |
| AUM (Assets Under Management) | $ 1,419,970,309 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
