Robert C. Sisk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Sisk, who also goes by Charles Sisk, Robert Charles Sisk Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1987 - September 17, 2015
SISK INVESTMENT SERVICES, INC.
October 3, 1986 - June 15, 1987
LPL FINANCIAL LLC
July 28, 1986 - October 16, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 1984 - July 29, 1986
A. G. EDWARDS & SONS, INC.
April 11, 1984 - January 7, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1983 - March 28, 1987
MORRISON, SCHULTE & CO., INC.
July 7, 1983 - November 21, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SISK INVESTMENT SERVICES, INC.
CRD#: 19406 / SEC#: , 8-37426
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
