Joseph A. Digangi
AMICUS FINANCIAL ADVISORS
Easton, PA 18042
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CRD#: 1146198
Professional summary
Joseph Anthony Digangi JR, CFP®, who also goes by Joseph Anthony Digangi, is a registered financial advisor currently at AMICUS FINANCIAL ADVISORS, LLC located in Easton, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Anthony Digangi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Joseph DiGangi has an investment related business as an insurance agent with ELANA General Insurance, LLC. Approximately 20% of his time is spent on the sale of insurance products. These practices represent conflicts of interest because it may give an incentive to recommend products based on the commission amount received. This conflict is mitigated by disclosures, procedures, and the firm's fiduciary responsibility to place the interests of the client first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing. Joseph DiGangi has a non-investment related business, ELANA Settlement Architects, LLC, which provides trust protection services, settlement design and planning and provides a model for direct use by a client to develop legal documents. Approximately 25% of his time is spent in this business. From time to time, Mr. DiGangi offers clients advice or products from those activities. Clients are not required to purchase any services. Joseph DiGangi has a non-investment related business, Elite Financial & Settlement Consulting, LLC, which provides planning services and support to ELANA companies. Approximately 10% of his time is spent in this business. From time to time, Mr. DiGangi offers clients advice or products from those activities. Clients are not required to purchase any services. Joseph DiGangi has a non-investment related business, ELANA Franchise Group, LLC for franchising the ELANA Financial & Settlement ArchitectTM brand. Less than 10% of his time is spent in this business. Joseph DiGangi is a 90% owner of NextPhase Community, LLC, an online community-based business offered on a member subscription basis. NextPhase offers an educational platform, group meetings and open discussion forums for injured plaintiffs and their families. It is not investment-related but does offer general financial guidance as part of the platform. Approximately 10% of his time is spent in this business. Clients are not required to purchase any services.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Digangi JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
May 26, 2020 - Present
AMICUS FINANCIAL ADVISORS, LLC
Office #1: 101 Larry Holmes Drive Suite 215, Easton, PA 18042RIA
CRD#: 131315
Easton, PA
Past
January 30, 2015 - December 31, 2019
ELANA ADVISORY SERVICES, LLC
RIA
CRD#: 174424
EASTON, PA
Past
August 27, 2013 - December 31, 2014
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
EASTON, PA
Past
August 27, 2013 - December 31, 2014
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
EASTON, PA
Past
January 6, 2012 - August 30, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
EASTON, PA
Past
January 3, 2012 - August 30, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EASTON, PA
Past
January 12, 2011 - December 31, 2011
SUNBELT SECURITIES, INC.
BD
CRD#: 42180
EASTON, PA
Past
March 25, 2010 - December 17, 2010
EVOLVE INVESTMENT ADVISORS
RIA
CRD#: 131714
AUSTIN, TX
Past
January 19, 2007 - December 31, 2010
EVOLVE SECURITIES, INC.
RIA
CRD#: 127474
EASTON, PA
Past
January 19, 2007 - December 31, 2010
EVOLVE SECURITIES, INC.
BD
CRD#: 127474
EASTON, PA
Past
January 27, 2006 - January 31, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
EASTON, PA
Past
September 4, 2003 - January 31, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
EASTON, PA
Past
November 22, 2002 - December 17, 2003
EVEREST FINANCIAL & SETTLEMENT CONSULTING, LLC
RIA
CRD#: 120858
BETHLEHEM, PA
Past
March 2, 1993 - April 19, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
September 12, 1988 - January 19, 1989
HYM FINANCIAL, INC.
BD
CRD#: 16983
Past
June 29, 1983 - November 30, 1987
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/26/2020)
IAR
Wisconsin(5/26/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7021 Kewanee Ave 4-102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 698-1122
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 511,209,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315Easton, PA 18042TRUST BUT VERIFY
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