June B. Sayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
June Benita Sayer, who also goes by June Adams, June Gransden, June Benita Zimmerman, was a registered financial advisor .
June is a previously registered financial advisor and started their career in finance in 1983. June had worked at 12 firms and has passed the Series 66, Series 63, Series 15, Series 5, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2003 - July 2, 2012
CENTAURUS FINANCIAL, INC.
May 2, 2003 - July 2, 2012
CENTAURUS FINANCIAL, INC.
February 4, 2002 - May 30, 2003
FINANCE 500, INC.
April 12, 2001 - February 4, 2002
CENTAURUS FINANCIAL, INC.
March 14, 2000 - March 27, 2001
CENTAURUS FINANCIAL, INC.
December 14, 1999 - March 8, 2000
CROWN CAPITAL SECURITIES, L.P.
November 16, 1998 - June 1, 1999
SENTRA SECURITIES CORPORATION
February 21, 1995 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
March 18, 1992 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
September 30, 1987 - February 21, 1992
CETERA WEALTH SERVICES, LLC
October 3, 1985 - August 31, 1987
VALUE EQUITIES CORPORATION
August 21, 1985 - October 3, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
July 22, 1985 - September 30, 1985
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
March 21, 1985 - July 12, 1985
BOARDWALK CAPITAL CORPORATION
June 28, 1983 - June 15, 1984
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/16/1983
Foreign Currency Options ExaminationSeries 5
Date: 9/28/1983
Interest Rate Options ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
