Thomas E. Kenney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Kenney, who also goes by Tom E Kenney, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1983. Thomas had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2013 - December 31, 2013
BROWN TROUT CAPITAL LLC
December 1, 2006 - March 15, 2011
QUESTAR CAPITAL CORPORATION
June 21, 2006 - March 16, 2011
QUESTAR ASSET MANAGEMENT, INC.
January 30, 2006 - June 20, 2006
USALLIANZ SECURITIES, INC.
February 2, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
April 20, 2001 - January 29, 2004
FERRIS, BAKER WATTS, LLC
June 23, 2000 - January 29, 2004
FERRIS, BAKER WATTS, LLC
August 19, 1997 - June 23, 2000
WACHOVIA SECURITIES, INC.
October 27, 1994 - September 2, 1997
UBS FINANCIAL SERVICES INC.
January 2, 1991 - October 26, 1994
SCOTT & STRINGFELLOW, INC.
February 1, 1988 - January 10, 1991
FIRST UNION CAPITAL MARKETS CORP.
March 25, 1985 - February 3, 1988
FERRIS, BAKER WATTS, LLC
June 16, 1983 - July 16, 1984
ANDERSON & STRUDWICK, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BROWN TROUT CAPITAL LLC
CRD#: 142850 / SEC#:
Contact information
Red Flags
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