Stephen Kronick
Professional summary
Stephen Kronick III, who also goes by Stephen Thomas Kronick III, Stephen Thomas (iii) Kronick, is a registered financial advisor currently at IAM ADVISORY LLC located in Eagle Bay, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Stephen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Kronick III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2020 - Present
IAM ADVISORY LLC
November 29, 2006 - March 9, 2020
OSAIC WEALTH, INC.
January 26, 2005 - June 30, 2020
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC
November 20, 1995 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
December 13, 1994 - November 28, 1995
NORTH AMERICAN MANAGEMENT, INC.
November 1, 1993 - December 15, 1994
HACKETT ASSOCIATES, INC.
April 5, 1993 - October 8, 1993
PFS INVESTMENTS INC.
October 29, 1983 - October 16, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
October 29, 1983 - October 16, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
Primary Firm SEC Registration
IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/18/2023)
(3/10/2020)
Exams
Current Firm
IAM ADVISORY LLC
CRD#: 305492 / SEC#: 801-117991
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,727 |
| AUM (Assets Under Management) | $ 635,778,479 |
Red Flags
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