Bert E. Miller

MILLER WEALTH ADVISORS

Ridgway, CO

Some features on this profile are disabled

CRD#: 1145903

Professional summary

Bert Earl Miller JR is a registered financial advisor currently at MILLER WEALTH ADVISORS, LLC located in Ridgway, Colorado.

Bert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Bert has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE REGISTRANT CURRENTLY HOLDS AN ACTIVE INSURANCE LICENSE IN TEXAS BUT DOES NOT ACTIVELY ENGAGE IN INSURANCE SALES. THE REGISTRANT HOLDS AN ACTIVE CPA LICENSE IN TEXAS BUT IS NOT ENGAGED IN AN ACCOUNTING PRACTICE AT THIS TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bert Earl Miller JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2014 - Present

MILLER WEALTH ADVISORS, LLC

RIA

CRD#: 171329

Ridgway, CO

Past

March 19, 2007 - April 15, 2014

SANDERS MORRIS LLC

RIA

CRD#: 20580

THE WOODLANDS, TX

Past

March 9, 2005 - December 31, 2006

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

HOUSTON, TX

Past

January 23, 2003 - April 10, 2014

MILLER-GREEN FINANCIAL SERVICES LLC

RIA

CRD#: 110949

THE WOODLANDS, TX

Past

November 21, 2001 - April 15, 2014

SANDERS MORRIS LLC

CRD#: 20580

THE WOODLANDS, TX

Past

June 24, 1994 - November 21, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

August 31, 1983 - June 23, 1994

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLER WEALTH ADVISORS, LLC

CRD#: 171329 / SEC#: 801-121737

RIA

Registered Investment Advisory firm - (7/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/22/2015)

IAR

Texas
(5/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/1985

General Securities Principal Examination

Current Firm

MILLER WEALTH ADVISORS, LLC

CRD#: 171329 / SEC#: 801-121737

RIA

Registered Investment Advisory firm - (7/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/14/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Ridgway, CO

Mailing Address

P.o. Box 627, Ouray, CO 81427

Phone number

(713) 252-1661

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MILLER WEALTH ADVISORS ADV 2A BROCHURE MARCH 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 182,035,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bert E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bert Earl Miller JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDERS MORRIS LLC

SMH CAPITAL ADVISORS LLC

MILLER-GREEN FINANCIAL SERVICES LLC

SANDERS MORRIS LLC

IFG NETWORK SECURITIES, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

MILLER WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/1999

Series 63

Date: 9/1/1983

Series 7

Date: 8/20/1983

Series 24

Date: 10/14/1985

Current Firm

MILLER WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLER WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors