Eugene T. Niedzwiecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Thomas Niedzwiecki, who also goes by Eugene Thomas Niedzwiecki Jr, was a registered financial advisor .
Eugene is a previously registered financial advisor and started their career in finance in 1983. Eugene had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2010 - November 13, 2015
LEGEND ADVISORY, LLC
August 24, 2010 - November 13, 2015
LEGEND EQUITIES CORPORATION
January 11, 2008 - September 2, 2010
VALIC FINANCIAL ADVISORS, INC.
October 25, 2007 - September 2, 2010
VALIC FINANCIAL ADVISORS, INC.
July 14, 1983 - September 25, 1985
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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