Patricia I. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia I Crawford, who also goes by Patricia Ibarra Crawford, Patti Crawford, Patricia A Ibarra, Patricia Antionette Ibarra, Patricia Ibarra, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1983. Patricia had worked at 24 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2016 - March 27, 2018
LASALLE ST SECURITIES, L.L.C.
March 11, 2015 - August 20, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 21, 2014 - January 7, 2015
IMST DISTRIBUTORS, LLC
February 21, 2014 - January 7, 2015
FUNDS DISTRIBUTOR, LLC
February 18, 2014 - January 7, 2015
FORESIDE FUND SERVICES, LLC
June 27, 2013 - February 6, 2014
PAYCHEX SECURITIES CORPORATION
June 11, 2012 - March 27, 2013
PAGEMILL PARTNERS, LLC
June 11, 2012 - March 27, 2013
GCP SECURITIES, LLC
June 11, 2012 - March 27, 2013
KROLL SECURITIES LLC
July 12, 2010 - November 4, 2010
BREWER INVESTMENT ADVISORS LLC
June 8, 2010 - November 4, 2010
BREWER FINANCIAL SERVICES, LLC
March 16, 2010 - June 8, 2010
NEXGEN CAPITAL ADVISORS, LLC
April 28, 2008 - December 24, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 31, 2008 - April 8, 2008
NATCITY INVESTMENTS, INC.
September 12, 2006 - November 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 9, 1998 - August 21, 2006
WATERSTONE FINANCIAL GROUP, INC.
August 25, 1997 - October 13, 1998
BROOKLIGHT PLACE SECURITIES, INC.
April 13, 1995 - April 30, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
November 3, 1992 - January 24, 1995
OLD SLIP CAPITAL MANAGEMENT, INC.
June 25, 1992 - September 30, 1992
RODMAN & RENSHAW INC.
November 19, 1989 - February 13, 1991
OSAIC WEALTH, INC.
December 18, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 24, 1985 - November 7, 1986
KIDDER, PEABODY & CO. INCORPORATED
October 19, 1983 - January 19, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
