Robert F. Keats

KEATS, CONNELLY & ASSOCIATES,

Phoenix, AZ 85018

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CRD#: 1145582

Professional summary

Robert Francis Keats, who also goes by Robert F Keats, is a registered financial advisor currently at KEATS, CONNELLY & ASSOCIATES, INC located in Phoenix, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Estate Planning

Divorce Planning

Tax Planning

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

Robert F Keats

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Keats's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

KEATS, CONNELLY & ASSOCIATES, INC

Office #1: 3336 N 32nd Street Suite 100, Phoenix, AZ 85018

RIA

CRD#: 148884

Phoenix, AZ

Past

February 13, 2009 - December 31, 2020

KEATS, CONNELLY & ASSOCIATES, INC

RIA

CRD#: 148884

PHOENIX, AZ

Past

March 3, 2008 - October 21, 2011

CROSS BORDER TAX & ACCOUNTING, LLC

RIA

CRD#: 110874

PHOENIX, AZ

Past

August 31, 1994 - June 23, 2010

KEATS CONNELLY AND ASSOCIATES INC.

RIA

CRD#: 110604

PHOENIX, AZ

Past

January 5, 1990 - January 23, 1993

WEALTH RESOURCE CAPITAL CORPORATION

CRD#: 10367

Past

November 7, 1989 - January 9, 1990

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

June 23, 1986 - November 7, 1989

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

September 7, 1983 - June 18, 1986

SEA INVESTORS CORPORATION

CRD#: 11216

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/2/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/1/1983

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KEATS, CONNELLY & ASSOCIATES, INC

KEATS, CONNELLY & ASSOCIATES, INC | KEATSCONNELLY | KEATS, CONNELLY AND ASSOCIATES, LLC

CRD#: 148884 / SEC#: 801-69866

RIA

Registered Investment Advisory firm - (5/27/2020 Terminated)

Arizona

Registered Investment Advisory firm - (1/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3336 N. 32nd Street Suite 100, Phoenix, AZ 85018

Mailing Address

Phone number

(602) 955-5007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert F. Keats

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Keats's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEATS, CONNELLY & ASSOCIATES, INC

CROSS BORDER TAX & ACCOUNTING, LLC

KEATS CONNELLY AND ASSOCIATES INC.

WEALTH RESOURCE CAPITAL CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

VALUE EQUITIES CORPORATION

SEA INVESTORS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/1995

Series 63

Date: 5/2/1983

Series 7

Date: 3/15/1986

Series 6

Date: 5/2/1983

Series 26

Date: 9/1/1983

Current Firm

KEATS, CONNELLY & ASSOCIATES, INC

Contact information

Documents

Red Flags

Company Information

KEATS, CONNELLY & ASSOCIATES, INC

TRUST BUT VERIFY

Contact information

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