William M. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mark Patterson, who also goes by Bill Patterson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 4 firms and has passed the Series 65, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - October 25, 2022
PARKSHORE WEALTH MANAGEMENT
January 25, 1991 - November 16, 1993
NORTH AMERICAN MANAGEMENT, INC.
June 29, 1988 - December 6, 1990
PFS INVESTMENTS INC.
July 27, 1983 - April 9, 1987
BOARDWALK CAPITAL CORPORATION
Primary Firm SEC Registration
PARKSHORE WEALTH MANAGEMENT
CRD#: 148052 / SEC#: 801-78573
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARKSHORE WEALTH MANAGEMENT
CRD#: 148052 / SEC#: 801-78573
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,607 |
| AUM (Assets Under Management) | $ 455,395,765 |
Red Flags
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