ALEXANDER M. KIMURA

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CRD#: 1145511

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

ALEXANDER MASARU KIMURA, AIF®, CFP®, who also goes by Alex Kimura, Alexander Masara Kimura, was a registered financial professional .

ALEXANDER is a previously registered financial professional and started their career in finance in 1983. ALEXANDER had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Biography

Alex has been providing comprehensive wealth management services to high net worth clients since 1993. Prior to joining Mercer Advisors, he was a principal at Argosy Wealth Management. He started his career working in investment banking with Morgan Stanley. Alex received his undergraduate degree from Harvard University and an MBA from the UCLA Anderson School of Management. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Accredited Investment Fiduciary® designation.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Income Management

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Alex Kimura | Alexander Masara Kimura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Maintains an insurance license, and associates with Advisor's Choice Insurance Brokerage at 515 Marin Street, Thousand Oaks, CA 91360, to continue providing services to legacy insurance customers and receiving certain compensation (known as trails) from past insurance sales. Began 2019/09/02 and devotes 1 hour a month (1 hour during trading hours) to this activity. Does not sell new insurance products through Advisor's Choice Insurance Brokerage. The activity is not investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Past

July 21, 2020 - July 11, 2024

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Los Angeles, CA

Past

June 29, 2018 - December 31, 2021

MUTUAL SECURITIES, INC.

CRD#: 13092

Los Angeles, CA

Past

April 2, 2015 - March 12, 2021

ARGOSY WEALTH MANAGEMENT

RIA

CRD#: 175028

LOS ANGELES, CA

Past

July 8, 1997 - July 3, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LOS ANGELES, CA

Past

July 29, 1993 - July 3, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LOS ANGELES, CA

Past

June 25, 1993 - August 18, 1993

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

October 19, 1983 - July 9, 1984

MORGAN STANLEY & CO. LLC

CRD#: 8209

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/7/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/1993

General Securities Representative Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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ALEXANDER M. KIMURA

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MUTUAL SECURITIES, INC.

ARGOSY WEALTH MANAGEMENT

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WADDELL & REED

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/1993

Series 7TO

Date: 3/7/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/24/1993

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

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