Thomas T. Wiscomb
CFP®Professional Summary
Thomas T. Wiscomb, CFP®, who also goes by Thomas Trusler Wiscomb, is a registered financial advisor currently at NORTHPOINT ADVISORY LLC located in Wilmette, Illinois. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Estate Planning
- Comprehensive Financial Planning
Other Aliases
Thomas Trusler Wiscomb
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
NORTHPOINT ADVISORY LLC
Contact Information
Main Address
Wilmette, ILPhone Number
(847) 778-6082# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
217AUM (Assets Under Management)
$102,004,275Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/1/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1990Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas T. Wiscomb's CRS (Customer Relationship Summary).
Services Offered by Thomas
- Investment Planning
- Estate Planning
- Comprehensive Financial Planning
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