Thomas T. Wiscomb

NORTHPOINT ADVISORY LLC

Wilmette, IL

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CRD#: 1145390

Professional summary

Thomas T. Wiscomb, CFP®, who also goes by Thomas Trusler Wiscomb, is a registered financial advisor currently at NORTHPOINT ADVISORY LLC located in Wilmette, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 8 exams.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Thomas Trusler Wiscomb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHPOINT ADVISORY, LLC. NORTHPOINT IS A REGISTERED INVESTMENT ADVISOR, TOM WISHCOMB IS THE SOLE MANAGING MEMBER OF THE FIRM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas T. Wiscomb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

August 1, 2008 - Present

NORTHPOINT ADVISORY LLC

RIA

CRD#: 147362

Wilmette, IL

Past

April 13, 2010 - July 2, 2014

XMS CAPITAL PARTNERS, LLC

CRD#: 142871

CHICAGO, IL

Past

April 11, 2002 - May 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

April 11, 2002 - May 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 25, 1987 - April 26, 2000

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

June 22, 1983 - April 26, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/27/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/12/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/19/1985

National Commodity Futures Examination

Principal/Supervisory Exam

Series 8

Date: 7/5/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NORTHPOINT ADVISORY LLC

CRD#: 147362 / SEC#: 801-69319

RIA

Registered Investment Advisory firm - (4/30/2009 Terminated)

Illinois

Registered Investment Advisory firm - (4/1/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Wilmette, IL

Mailing Address

Phone number

(847) 778-6082

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	238
AUM (Assets Under Management)	$ 148,101,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas T. Wiscomb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas T. Wiscomb's CRS (Customer Relationship Summary).

Certified licenses

Experience

XMS CAPITAL PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/2010

Series 65

Date: 11/27/2001

Series 7

Date: 4/12/2010

Series 3

Date: 8/19/1985

Series 8

Date: 7/5/1990

Current Firm

NORTHPOINT ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHPOINT ADVISORY LLC

TRUST BUT VERIFY

Contact information

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