Michael P. Ashlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Ashlock was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 4 firms and has passed the Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - June 2, 2019
ASHLOCK FINANCIAL SERVICES
February 11, 2009 - December 31, 2018
ASHLOCK FINANCIAL SERVICES
April 15, 2004 - December 31, 2008
PACKERLAND BROKERAGE SERVICES, INC.
December 17, 1998 - December 31, 2008
PACKERLAND BROKERAGE SERVICES, INC.
May 1, 1997 - November 30, 1998
SIGNATOR INVESTORS, INC.
August 24, 1992 - February 14, 1995
SIGNATOR INVESTORS, INC.
August 24, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 2, 1983 - August 3, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 2, 1983 - August 3, 1992
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/14/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
ASHLOCK FINANCIAL SERVICES
CRD#: 148928 / SEC#:
Contact information
Red Flags
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